Ensured contributions and expenditures were within State and Federal limits. This is a real resume for a Corporate Compliance Specialist in Livonia, Michigan with experience working for such companies as Encore Rehabilitation. Hire Now SUMMARY: Dynamic and highly motivated finance professional with a track record of delivering strong results with … Contributes to team effort by accomplishing related results as needed. Word, PowerPoint. Skills : Seventeen Years Of Experience In The Financial Industry That Includes Operations, Management, And Risk Management. Provided support to MCS personnel in order to continuously improve procedures and help others make the best decisions while complying with the Medicare Managed Care Manual, the Medicare Prescription Drug Benefit Manual, ASES, OIG, Office of Commissiones of Insurance and Affortable Care Act regulations. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant … Reviewed Branch and Loan Officer web sites for compliance issues. Compiled and presented monthly reports on findings to senior management teams. Developed and implemented new policies and procedures and quality processes for expansion in all areas of the business. Ensured compliance with all applicable state and federal election laws, rules, and regulations. Compliance Specialist - Aml Compliance Investigator Resume New York, NY. Examined unnecessary chargebacks with functional areas (Transport, Sales, Operations etc ), creating and implementing plans of corrective action to prevent future occurrences, aligning self with the overall health of the company's finances. Created compliance bulletins. Comply with the federal, state and company policies, procedures and regulations. Click on the customize button to customize this resume with our … Communicated with State Boards, upper management and clients on new or existing rule issues. Meet and greeted potential prospects and current residents in a timely and courteous manner to ensure the highest quality of customer service and satisfaction. Relevant Certification is also strongly desired. Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions. Detected and Monitored vendor compliance, violation charges, responding to and implementing corrective action plans immediately. To ensure company’s compliance with relevant regulations and standards, the professionals will need certain skill sets such as – adept at implementing, knowing and regulating companies so that they comply with the laws; familiarity in dealing with businesses and top management in a tactful way; industry experience; and a deep knowledge of regulations, investigations and auditing. Show Resume Text. These professionals determine company responsibilities, report to business managers, make … Check out real resumes from actual people. Collected and analyzed Marketing Services Agreement materials and provided information for State audits. Compliance Specialists list bachelor's degrees in environmental science, or a related field, as a minimum educational background on their resumes. Regulatory Compliance Specialists make sure their clients or employers adhere to industry-specific rules. Research compliance-related questions, regulatory changes, and laws and regulations affecting new products and services. Objective : Dear Reviewer, I am a graduate of The Ohio State University, in which I majored in animal science and minored in farm management. Performed UDAAP risk assessment. Regulatory Compliance Specialist Resume Example + Salaries, Writing tips and Information. Worked with the maintenance department on a daily basis to sustain the department's production and safety on 6 packaging lines. Crafting a Regulatory Compliance Specialist resume that catches … Kansas City, MO 64111 (777)-777-7777 [your email] Job Objective To use my skills and abilities to obtain a position within an organization as a Compliance Specialist … Skills : Inventory Control, Compliance, Training & Development. Skills : Microsoft Office, Oracle, Administrative Support, Human Resources, Peoplesoft, Taleo. Analysis includes comparative file reviews, studies, regression analysis, risk assessments, fallout reports, and peer analysis (maintained through Excel Pivot Tables and Charts). Managed day-to-day financials for Candidate Committees and Political Action Committees (PACs), including processing payroll, disbursements and receipts. A Compliance Specialist will ensure that organizations and companies comply with relevant rules, stipulations, and standards. Influences customers to buy services and merchandise by following a prepared sales talk to give service & product information & price quotations. Created daily compliance tracking system and department audits resulting in company savings of $450,000 annually. Assist the Compliance Manager with the implementation of the Bank's Compliance Program to ensure conformity and adherence with all applicable state and federal laws and consumer regulations. Skills : Phlebotomy, Microsoft Word And Excel. Created custom pricing tickets using Bar Tender software. Created and maintained compliance data sheets for numerous customers. Compiled and submitted audit reports/corrective action plans to Sales Force and Sales Management. Perform Compliance Reviews, prepare reports and provide to management for distribution. 846 Loving Acres Road. Created and published several compliance bulletins and weekly news articles to communicate to field and home office employees new regulatory and company policies via the Intranet. Accepting residents rental payments and giving legal receipts. Resume Details. Build the best Compliance Specialist Resume and get hired! HR Compliance Specialist Job Description for Resume If you have worked before as a human resources compliance specialist or are presently working in that role and are making a resume … Determined account requirements and potential service gaps by reviewing compliance manuals, EDI maps, routing guides and other media as required. Provided FDA compliance oversight to the Human Resources, Sales Force, and Sales Operations departments. Headline : Obtain a customer service position in a company where I can maximize my people oriented experience, communication skills and my problem analysis and problem solving abilities. Summary : Experienced, ambitious professional with a background in international and regional environmental policy, development, and compliance.Driven … There are plenty of opportunities to land a Regulatory Compliance Specialist job position, but it won’t just be handed to you. Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other issues as they arise, and organizing and participating in committees or projects responsible for the quality and timelines of plan compliance services. Hard and determined worker,Works well with others, Excellent verbal and written communication skills, Superior organizational, follow-up skills, and strong multi-tasking skills. Supervised and monitored policy and procedure accuracy for over 50 employees. Work is closely managed. Not every Compliance Specialist resume includes a professional summary, but that's generally because this section is overlooked by resume writers. Processed Client Information Profile (CIP) verifications using Lexis-Nexus/Bridger Insight program. Calls prospective customers by operating telephone equipment, automatic dialing systems, and other telecommunications technologies. I also have experience in policy and procedure review, Six Sigma process reviews, project management, and MS Office applications. Identified and resolved system and account issues. Completed filing and paperwork when needed Operate office machines, such as photocopiers and scanners, facsimile machines, voice mail systems and personal computers. Submitted complaint findings to a Financial Student Aid loan analyst in a timely and consistent matter. Reviewed and updated outside business activities and outside brokerage accounts. Headline : To obtain a position utilizing my strong communication skills, customer service expertise, and operational excellence, while continuing growth and contributing to the profitability of the organization. Complete orders by recording names, addresses, and purchases; referring ordering for filling. Developed and produced reports to track completion of compliance training and collaborated with managers and human resource administration employees. 20+ compliance specialist resume samples to customize for your own use. Consulted with business groups on strategic compliance initiatives and worked with the Chief Compliance Officer to provided corporate compliance perspectives and developed a strategy to reduce potential compliance exposures. Reviewed and researched daily AML (Anti-money laundering) reports. Wrote and revised department GMPs/SOPs in a timely manner in response to rapid procedural changes due to consent decree obligations. Skills : Certified Nures Aide, CPR, Phlebotomy Certification, Medical Office Asst. Prepare for Senior Management and the Examiners the CRA Assessment Fair Lending Self Evaluation and risk assessment detailing the Bank's current performance and program effectiveness. Tracked support staff via Traincaster to ensure required courses attended. Trained all packaging employees on revised procedures, new processes and the use and safety of new equipment. Implemented and maintained a U.S. and Canada Customs line review system for all imported products. Objective : To succeed in an environment of growth and excellence and earn a job which provides me job satisfaction and self-development and help me achieve personal as well as organizational goals. Built relationships along with the Brand Engagement team which resulted in an increase in Brand engagement. Maintained text based rule summaries with updated information as it became available. Demonstrated ability to maintain a pleasant, positive, and courteous demeanour continually. If you have the space to include it, … Monitored international shipments for over 890 stores in United States and Canada as well as hundreds of production sites located in twelve countries. Troubleshoot Encompass360 issues compiled with training efforts mentioned below that have decreased errors in external audits from 50% errors to 30% errors, Created monthly compliance newsletter to keep up with changes in regulations and ongoing training in Encompass360, Created training documents with step-by-step guides and how-to in Encompass, Worked with 4 specific buildings within district to develop procedures for sustainable compliance, Developed and implemented professional development schedule based on needs assessment, Collaborated with administration and teachers on master scheduling and instructional strategies, Held monthly meetings with stakeholders to update on progress toward compliance goals, Monitored and supported implementation of supplemental literacy program for elementary schools, Obtained data, researched contract documents and reviewed the City of Atlanta's Clean Water Atlanta sewer project consent decrees and prior submittals, Performed compliance audits based on Georgia Environmental Protection Agency (EPA) & Environmental Protection Division (EPD) contract requirements for the Clean Water Atlanta Sewer Project, Analyzed records, reports, project contracts, regulations and operating procedures, made recommendations to client based upon findings, Audited program master schedule to assure all required projects are scheduled and in compliance with the consent decrees, Produced standard operating procedures manual for semi-annual project status reporting to regulators. Called 160+ franchisees to ensure timely and accurate handling of insurance claims for multiple vendors, Ensured all franchisees on national program met requirements for each vendor, Worked to ensure all franchisees were familiar with certifications and compliance regulations, Significant use of computer software systems used to handle insurance claims for national program work (i.e., Microsoft Office, Xactimate, Xactanalysis, and Proprietary CRM software), Effectively communicated with franchises via phone, e-mail, and software updates to help them maximize their production efficiency to improve gross sales and net revenue. Cooperated with the company's Safety & Industrial Hygiene Department to manage and maintain the safety records for over 100 employees. Skilled at organizing complex projects, defining priorities and delegating tasks. My job is to ensure that all the loans we close are complaint with the ever changing mortgage laws. Collaborated with Operations department to support new product development, sustain engineering projects, and manage quality control programs. Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other … Some even allow job seekers to upload or post a resume … Interested and willing to advance in the IT Field. A bachelor’s degree in Accounting, finance or business is compulsory, large companies require more education. Managed the equipment calibrations for over 250 units, including maintaining a monthly schedule of calibrations, organizing the department's equipment records, and producing documents upon the auditor's request. Compliance Specialist Some of my duties included; summarizing all state, federal and licensing regulations to be audited; the developing of and establishing of the criteria for new auditing … ISO certification audit experience. Created monthly status reports for Political Law Group. Presented findings to Vice Presidents of Production, Logistics, Finance and Legal Counsel. Prepare reports, and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions. Proficient in Microsoft Office Tools, i.e. Consulted with product management, claims and sales management to keep field abreast of changes. U.S. and Canada Customs annual audits reflected 0% classification discrepancies. Assists with development implementation of training programs, newsletters or company-wide memos to ensure all employees are aware of changes in regulations such as document submission procedures, forms or substantive changes in the law. Strengths in leadership with the ability to work independently and in a team environment. 3yrs data entry clerk experience. Assisted in increasing general manager compliance by an average of 22.9% across all brands (from 47.2% in 2010 to 70.1% in 2011 YTD). Identifies prospects by reading telephone and zip code directories and other prepared listings. A compliance specialist ensures that a company's operations adhere to the laws regulating the particular industry. Known for possessing exceptional analytical and investigative skills as well as excellent verbal, written and presentation skills. Certificate Of Completion In American Bankers Association, MBA In Finaance, HR & Supply Chain Management. Summary : Compliance and risk management professional with experience in financial services. Skills, duties & more. Conducted customer meetings to provide status of program operations, quality standards and production metrics. Verify and manipulate data in various software applications pertaining to the maintenance and analysis of CRA, HMDA and Fair Lending data. Advanced knowledge of MRI, Boston Post and Nexus software, Work number programs. Submitted marketing materials via HPMS for CMS approval. Cecil Dare. You can use this as base to create a resume for your job application. Coordinates and supports all compliance related programs such as compliance testing and reporting, and internal controls testing to ensure compliance to laws and regulations. Tracked and maintained deadlines and filing dates. Compliance Specialists ensure that the company they work for follows the rules pertaining to their particular industry. BUILD MY RESUME. Inspected vacant unit to ensure rental readiness, performed move out inspections and annual inspections according to HUD standards. Retrieved, reviewed, and analyzed TRACE, OATS, and MSRB reports daily. Objective : Consistently recognized for quality work, demonstrated time management, and collaboration skills Proven ability to quickly adapt and conform to shifting priorities, demands and timelines Capable of learning new systems quickly, balance multiple projects, and act as primary owner of individual projects while not compromising quality of work Proficient in effectively communicating with all levels of firm organization. Your resume is the primary marketing document used in your job hunt, … Monitored projects and regulatory agencies reporting requirements. Provided feedback and made recommendations for improvement, drafted inspection reports to cover all findings and conclusions and presented final audit report to Regional Vice President in assigned region. Other degrees that we often see on compliance specialist resumes include associate degree degrees or high school diploma degrees. Operate 10-key calculators, typewriters, and copy machines to preform calculations and produce documents. Performed Customer Service Representative duties as needed including order print/process procedures. Provide support on a variety of complex regulations while monitoring policies, procedures. A Compliance Specialist is a person who ensure companies comply with certain laws and regulations. I Also Have Experience In Policy And Procedure Review, Six Sigma Process Reviews, Project Management, And MS Office Applications. Resourceful, Flexible, Precise. Conducted research and made recommendations to the Chief Legal Officer regarding whether an industry designation request from registered representatives met company requirements. Marketing of all School of Hospitality Operations (SoHO) training programs through various marketing channels resulting in an increase of 24% in our mandated S.T.E.P. Objective : Graduate of IT Technical Institute of Columbia South Carolina. Objective : To pursue a career path focused on bringing value to an institution through fantastic customer service by way of direct customer service interaction and by leading associates to perform at high standards and with strong ethics. Representative Quality Compliance Specialist resume experience can include: Strong business and consultancy skills with knowledge and experience in HR Flexible, ability to work effectively in a fast … November 23, 2020 resume Resume examples. Assisted Senior Compliance Officer in monitoring and reviewing regulatory and legislative changes, preparing company's response to regulatory changes and following up with appropriate areas to ensure required changes are implemented. Designed and created stickers to customer's specifications using Bar Tender and SPS Commerce software. Composed letters to consumers explaining the complaint investigation findings. Assisted in the analysis of the company's regulatory compliance posture and the development of control recommendations. Issued necessary corrective action to employees and managers, and followed up on getting corrective action reports back in a timely manner. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant regulations and standards; reviewing documents and interviewing executives; resolving compliance issues, creating a modified plan and in case of any changes; and staying abreast with regulatory actions pertaining to their industry niche. Assist Property manager with managing 460 unit on a tax credit /section 8 layered property such as coordinating resident functions and community outreach. Created approval process for advertising and marketing compliance that has led to a 50% increase in improved marketing in line with the CFPB guidelines, Monitored district's special education compliance per state specific indicators and findings, Program Management Team - Clean Water Atlanta Sewer Program ($4 Billion Project). Regulatory Compliance Specialist Resume Examples & Samples Perform surveillance rounds on inpatient, residential and partial/iop programs ensuring continuous regulatory compliance Create and maintain (update as needed) a surveillance document with regulations and standards from Federal, State and … Trained and supervised two new interns working on projects assigned by upper management and myself. 2+ years of related experience at a Pharmaceutical, Biotech, or Medical Device company; 1+ year of experience working in a cGMP … Performed audits in Salesforce and other platforms to ensure policy and procedure guidelines were met. Skills : Microsoft Outlook, Customer Service Skills, 10-key, Multi-Line Phone System, Microsoft office. Communicated business groups potential risks for non-compliance. Answered high volume phone calls and managed high traffic work environment, performing a variety of task. Partnered with internal business groups to plan, develop, test, implement and document all processes required by the new accounts. Do you need the best Compliance Specialist resume? Prepared and filed campaign and state reports to government agencies on behalf of clients in various jurisdictions. Objective : Hardworking, determined, recent MBA graduate from Lehigh University pursuing a part-time, work-from-home position utilizing the skills learned in both the academic and professional environment. Conduct ongoing compliance monitoring, in conjunction with the Bank's Compliance Program, as designated annually by the Compliance Manager, as well as ensure the resolution of any Compliance issues that are tracked by Internal Audit. Exposures in both arenas include working in cooperative teams to achieve common goals while balancing the demands of individual tasks. Led a project to convert the Reqwired tracking system into Thomson's Checkpoint Learning system. Managed the revision of the "Guide to Investing" manual and the Compliance section within the Written Supervisory Procedures Manual to reflect updated company policies. , American Bankers Association regulatory compliance Specialist job Description to enforce laws and regulations affecting new products and.. 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